Wise A. Skillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wise Alsop Skillman III was a registered financial professional .
Wise is a previously registered financial professional and started their career in finance in 1987. Wise had worked at 5 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 1991 - May 31, 2001
C.B. HILL & ASSOCIATES, INC.
January 4, 1991 - December 31, 1991
MARINER FINANCIAL SERVICES, INC.
May 18, 1990 - December 31, 1990
TITAN/VALUE EQUITIES GROUP, INC.
January 4, 1990 - May 18, 1990
JONATHAN ALAN & CO., INC.
October 21, 1987 - December 31, 1989
THE INVESTMENT CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 7/13/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
C.B. HILL & ASSOCIATES, INC.
CRD#: 23786 / SEC#: , 8-40841
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
