SR
Sheldon Reynolds
HIDDEN ROAD PARTNERS CIV US LLC
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 1757610
SR
Professional summary
Sheldon Reynolds, who also goes by Sheldon S Reynolds, Sheldon Sickles Reynolds II, Sheldon Sickles Reynolds, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
Sheldon is registered as a RR (Registered Representative) and started their career in finance in 1987. Sheldon has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sheldon S Reynolds | Sheldon Sickles Reynolds Ii | Sheldon Sickles Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sheldon Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 10 East 40th Street 26th Floor, New York, NY 10016Office #2: 10 E. 40th Street 26th Floor, New York, NY 10016BD
CRD#: 331954
NEW YORK, NY
Past
January 7, 2022 - March 25, 2024
LOOP CAPITAL MARKETS LLC
BD
CRD#: 43098
NEW YORK, NY
Past
March 8, 2016 - January 10, 2022
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
December 24, 1987 - March 21, 2016
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/27/2025)
RR
Alaska(4/8/2025)
RR
Arizona(7/30/2025)
RR
Arkansas(4/30/2025)
RR
California(4/10/2025)
RR
Colorado(5/1/2025)
RR
Connecticut(6/23/2025)
RR
Delaware(4/9/2025)
RR
District of Columbia(8/12/2025)
RR
Florida(8/11/2025)
RR
Georgia(4/23/2025)
RR
Hawaii(6/6/2025)
RR
Idaho(4/8/2025)
RR
Illinois(7/16/2025)
RR
Indiana(8/7/2025)
RR
Iowa(4/3/2025)
RR
Kansas(4/15/2025)
RR
Kentucky(4/17/2025)
RR
Louisiana(4/7/2025)
RR
Maine(4/24/2025)
RR
Maryland(4/21/2025)
RR
Massachusetts(7/7/2025)
RR
Michigan(4/22/2025)
RR
Minnesota(5/27/2025)
RR
Mississippi(4/30/2025)
RR
Missouri(8/5/2025)
RR
Montana(7/14/2025)
RR
Nebraska(6/13/2025)
RR
Nevada(4/7/2025)
RR
New Hampshire(6/10/2025)
RR
New Jersey(5/2/2025)
RR
New Mexico(8/13/2025)
RR
New York(4/4/2025)
RR
North Carolina(4/23/2025)
RR
North Dakota(8/12/2025)
RR
Ohio(6/12/2025)
RR
Oklahoma(4/7/2025)
RR
Oregon(4/9/2025)
RR
Pennsylvania(4/7/2025)
RR
Puerto Rico(8/1/2025)
RR
Rhode Island(4/7/2025)
RR
South Carolina(4/22/2025)
RR
South Dakota(4/14/2025)
RR
Tennessee(4/28/2025)
RR
Texas(8/1/2025)
RR
Utah(4/4/2025)
RR
Vermont(4/14/2025)
RR
Virgin Islands(7/21/2025)
RR
Virginia(5/30/2025)
RR
Washington(6/4/2025)
RR
West Virginia(4/23/2025)
RR
Wisconsin(4/29/2025)
RR
Wyoming(6/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HR
HIDDEN ROAD PARTNERS CIV US LLC
HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME
CRD#: 331954 / SEC#: , 8-71259
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10 East 40th Street 26th Floor, New York, NY 10016
Mailing Address
10 East 40th Street 26th Floor, New York, NY 10016
Phone number
(646) 834-5623
Established
Delaware since 10/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
