Harry M. Markopolos

FORENSIC DECISIONS PR LLC

SAN JUAN, PR

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CRD#: 1757584

Professional summary

Harry Mitchell Markopolos is a registered financial advisor currently at FORENSIC DECISIONS PR LLC located in San Juan, .

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Harry has worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Mitchell Markopolos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2021 - Present

FORENSIC DECISIONS PR LLC

RIA

CRD#: 313335

SAN JUAN, PR

Past

October 21, 1987 - October 24, 1990

MAKEFIELD SECURITIES CORPORATION

CRD#: 15271

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(6/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/13/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/15/1988

Registered Options Principal Examination

Current Firm

FORENSIC DECISIONS PR LLC

CRD#: 313335 / SEC#:

Puerto Rico

Registered Investment Advisory firm - (6/14/2021 Approved)

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Contact information

Main Address

San Juan, PR

Mailing Address

Phone number

(939) 226-3631

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Harry M. Markopolos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Mitchell Markopolos's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORENSIC DECISIONS PR LLC

MAKEFIELD SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2021

Series 63

Date: 11/13/1987

Series 3

Date: 10/13/1992

Series 7

Date: 10/17/1987

Series 4

Date: 2/15/1988

Current Firm

FORENSIC DECISIONS PR LLC

Contact information

Documents

Red Flags

Company Information

FORENSIC DECISIONS PR LLC

TRUST BUT VERIFY

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