Fred C. Dent

DENT WEALTH ADVISORS

Baton Rouge, LA 70801

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CRD#: 1757013

Professional summary

Fred Columbus Dent III, who also goes by Fred C Dent, is a registered financial advisor currently at DENT WEALTH ADVISORS located in Baton Rouge, Louisiana.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Fred has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred C Dent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Columbus Dent III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2009 - Present

DENT WEALTH ADVISORS

Office #1: 301 Main Street, Ste. 1502, Baton Rouge, LA 70801

RIA

CRD#: 151943

Baton Rouge, LA

Past

January 2, 2009 - December 14, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

June 22, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MCLEAN, VA

Past

January 4, 1999 - December 14, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MCLEAN, VA

Past

July 10, 1997 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

July 9, 1993 - July 25, 1997

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

May 22, 1989 - July 14, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 22, 1988 - May 22, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENT WEALTH ADVISORS

DENT ASSET MANAGEMENT | DENTGROUP, LLC | DENT WEALTH ADVISORS

CRD#: 151943 / SEC#: 801-70786

RIA

Registered Investment Advisory firm - (11/18/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/18/2009)

IAR

Texas
(11/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/1/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 8

Date: 10/10/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

DENT WEALTH ADVISORS

DENT ASSET MANAGEMENT | DENTGROUP, LLC | DENT WEALTH ADVISORS

CRD#: 151943 / SEC#: 801-70786

RIA

Registered Investment Advisory firm - (11/18/2009 Approved)

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Contact information

Main Address

301 Main Street, Ste. 1502, Baton Rouge, LA 70801

Mailing Address

Phone number

(225) 922-9955

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1-2025 DENTGROUP LLC ADV 2B (9/16/2025)

1-2025 DENTGROUP LLC ADV 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	507
AUM (Assets Under Management)	$ 338,396,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fred C. Dent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Columbus Dent III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

MORGAN KEEGAN & COMPANY, LLC

CITIGROUP GLOBAL MARKETS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

DENT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/1994

Series 63

Date: 1/8/1988

Series 7

Date: 3/19/1988

Series 3

Date: 2/1/1988

Series 8

Date: 10/10/1997

Current Firm

DENT WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENT WEALTH ADVISORS

TRUST BUT VERIFY

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