David D. Finnestad

FINNESTAD FINANCIAL

MINOOKA, IL

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CRD#: 1756873

Professional summary

David Del Finnestad is a registered financial advisor currently at FINNESTAD FINANCIAL located in Minooka, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIVESTOCK / AGRICULTURE - OWNER/SELF EMPLOYED - 5% OF TIME - SINCE 9/1994.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Del Finnestad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2007 - Present

FINNESTAD FINANCIAL

RIA

CRD#: 141420

MINOOKA, IL

Past

August 26, 1998 - November 6, 2007

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

MINOOKA, IL

Past

October 13, 1997 - November 6, 2007

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MINOOKA, IL

Past

January 31, 1992 - November 4, 1997

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

July 31, 1990 - February 28, 1992

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

November 19, 1989 - August 8, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 3, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 18, 1989 - August 8, 1989

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 2, 1988 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

November 16, 1987 - January 30, 1988

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/6/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/15/1989

General Securities Principal Examination

Current Firm

FINNESTAD FINANCIAL

FINNESTAD FINANCIAL | FINNESTAD, DAVID, DEL

CRD#: 141420 / SEC#:

Illinois

Registered Investment Advisory firm - (6/6/2007 Approved)

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Contact information

Main Address

Minooka, IL

Mailing Address

Phone number

(815) 409-1500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 13,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David D. Finnestad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Del Finnestad's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

INVESTACORP, INC.

FFP SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

RELIASTAR FINANCIAL MARKETING CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/1998

Series 63

Date: 1/27/1992

Series 7

Date: 4/15/1989

Series 6

Date: 11/13/1987

Series 24

Date: 6/15/1989

Current Firm

FINNESTAD FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINNESTAD FINANCIAL

TRUST BUT VERIFY

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