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JB

Jerry Don Bailey

CRD# 1756858·Registered 1989 - 2003
Barred: Jerry Don Bailey was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jerry Don Bailey was a registered financial advisor. Jerry was a previously registered financial professional and started their career in finance 1989 - 2003. Jerry had worked at 10 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

HIGH MARK SECURITIES, INC.·CRD# 42467
BD
Lakeland, FL
January 22, 2003 - March 13, 2003
QA3 FINANCIAL CORP.·CRD# 14754
BD
Omaha, NE
June 19, 2002 - February 4, 2003
WORLD CHOICE SECURITIES, INC.·CRD# 30933
BD
Columbus, OH
September 8, 2000 - June 19, 2002
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
April 21, 1999 - September 5, 2000
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
November 23, 1998 - April 6, 1999
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
August 21, 1996 - November 30, 1998
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
March 20, 1995 - April 25, 1996
STEIN, SHORE SECURITIES, INC.·CRD# 31294
BD
Orlando, FL
June 2, 1994 - March 2, 1995
DOMINION CAPITAL CORPORATION·CRD# 18837
BD
Dallas, TX
January 15, 1992 - November 16, 1992
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
June 30, 1989 - October 22, 1991

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Current Firm

HM
HIGH MARK SECURITIES, INC.

HIGH MARK SECURITIES, INC. | KERNAN AND COMPANY, INC.

CRD#: 42467 / SEC#: 8-49858
BD
Terminated by SEC on 12/07/2004

Contact Information

Established

Florida since 11/21/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HIGH MARK ASSOCIATES, INCOWNER—
BRADACH, KIRK SIMMONSPRESIDENT2208901
LEHMAN, HEATH ASENIOR V.P., COO2395182
SANCHEZ, HENRY JR.VICE PRESIDENT/SECT.4711576
WISEMAN, KENNETH ROBERTCFO1345001

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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