Jerry D. Bailey
Professional summary
Jerry Don Bailey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jerry is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Jerry had worked at 10 firms, which includes HIGH MARK SECURITIES INC., QA3 FINANCIAL CORP., WORLD CHOICE SECURITIES INC., CENTAURUS FINANCIAL INC., LEGACY FINANCIAL SERVICES INC., NATIONAL PLANNING CORPORATION, VOYA FINANCIAL ADVISORS INC., STEIN SHORE SECURITIES INC., DOMINION CAPITAL CORPORATION, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - March 13, 2003
HIGH MARK SECURITIES, INC.
June 19, 2002 - February 4, 2003
QA3 FINANCIAL CORP.
September 8, 2000 - June 19, 2002
WORLD CHOICE SECURITIES, INC.
April 21, 1999 - September 5, 2000
CENTAURUS FINANCIAL, INC.
November 23, 1998 - April 6, 1999
LEGACY FINANCIAL SERVICES, INC.
August 21, 1996 - November 30, 1998
NATIONAL PLANNING CORPORATION
March 20, 1995 - April 25, 1996
VOYA FINANCIAL ADVISORS, INC.
June 2, 1994 - March 2, 1995
STEIN, SHORE SECURITIES, INC.
January 15, 1992 - November 16, 1992
DOMINION CAPITAL CORPORATION
June 30, 1989 - October 22, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HIGH MARK SECURITIES, INC.
CRD#: 42467 / SEC#: , 8-49858
Contact information
Documents
Red Flags
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