Vincent P. Coniglione

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CRD#: 1756741

Professional summary

Vincent Peter Coniglione was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Vincent is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Vincent had worked at 11 firms, which includes J.P.R. CAPITAL CORP., LCP CAPITAL CORP., FIRST METROPOLITAN SECURITIES INC., WILLIAM SCOTT & CO. L.L.C., MEYERS POLLOCK ROBBINS INC., A.S. GOLDMEN & CO. INC., FINANCIAL EQUITIES RESOURCES INC., FIRST FIDELITY CAPITAL CORP., J. T. MORAN & CO. INC., SOUTH RICHMOND SECURITIES INC., NIKKO ALTERNATIVE ASSET MANAGEMENT INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 18, 1998 - October 7, 1999

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

May 22, 1998 - August 11, 1998

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Past

March 11, 1998 - June 2, 1998

FIRST METROPOLITAN SECURITIES, INC.

CRD#: 7594

NEW YORK, NY

Past

June 21, 1995 - November 11, 1997

WILLIAM SCOTT & CO. L.L.C.

CRD#: 14979

UNION, NJ

Past

February 24, 1994 - July 10, 1995

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

January 29, 1991 - February 26, 1994

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Past

July 12, 1990 - February 4, 1991

FINANCIAL EQUITIES RESOURCES, INC.

CRD#: 13810

Past

March 19, 1990 - October 19, 1990

FIRST FIDELITY CAPITAL CORP.

CRD#: 17967

Past

September 9, 1989 - October 5, 1989

J. T. MORAN & CO., INC.

CRD#: 15655

Past

June 28, 1989 - September 23, 1989

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Past

March 29, 1989 - May 8, 1989

SOUTH RICHMOND SECURITIES, INC.

CRD#: 14913

Past

December 20, 1988 - January 25, 1989

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

CRD#: 824

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/1995

General Securities Principal Examination

Current Firm

J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: , 8-48061

Terminated by SEC on 04/29/2007

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 11/15/1994

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
UMANSKY, PAUL JEFFREY	PRESIDENT	1615489
HAMPTON, CHARLES JOHN	CHIEF OPERATING OFFICER	2603775
MANN, JEFFREY JACOB	DIRECTOR OF COMPLIANCE	2419344
VELAZQUEZ, MICHAEL ANTHONY	FIN-OP	3094334

Disclosures

Regulatory Event	15
Arbitration	1

Red Flags

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Firm Stability Insights

Vincent P. Coniglione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LCP CAPITAL CORP.

FIRST METROPOLITAN SECURITIES, INC.

WILLIAM SCOTT & CO. L.L.C.

MEYERS POLLOCK ROBBINS, INC.

A.S. GOLDMEN & CO., INC.

FINANCIAL EQUITIES RESOURCES, INC.

FIRST FIDELITY CAPITAL CORP.

J. T. MORAN & CO., INC.

A.S. GOLDMEN & CO., INC.

SOUTH RICHMOND SECURITIES, INC.

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1989

Series 7

Date: 12/17/1988

Series 24

Date: 3/17/1995

Current Firm

J.P.R. CAPITAL CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.P.R. CAPITAL CORP.

TRUST BUT VERIFY

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