Jeffrey F. Gallahue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Francis Gallahue was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2006 - February 12, 2017
NEWCASTLE DISTRIBUTORS LLC
August 27, 2004 - March 27, 2006
WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
June 21, 2002 - June 25, 2002
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
March 16, 2001 - July 15, 2004
GOODWIN CAPITAL ADVISERS, INC.
May 13, 1997 - July 16, 2004
VP DISTRIBUTORS LLC
January 19, 1994 - April 9, 1997
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEWCASTLE DISTRIBUTORS LLC
CRD#: 140096 / SEC#: , 8-67277
Contact information
Documents
Red Flags
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