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Steve Craig Fleming

CRD# 1756579·Registered 1988 - 1998
Previously Registered: Being a previously registered professional could mean that Steve is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steve Craig Fleming, who also goes by Steve Fleming, Steven Craig Flemming, was a registered financial advisor. Steve was a previously registered financial professional and started their career in finance 1988 - 1998. Steve had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Fleming, Steven Craig Flemming

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

GREAT AMERICAN FINANCIAL NETWORK, INC.·CRD# 14108
BD
Norcross, GA
July 23, 1996 - November 24, 1998
POWER SECURITIES CORPORATION·CRD# 15527
BD
August 25, 1988 - January 24, 1989

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Current Firm

GA
GREAT AMERICAN FINANCIAL NETWORK, INC.

GREAT AMERICAN FINANCIAL NETWORK, INC. | MARINA SECURITIES, INC.

CRD#: 14108 / SEC#: 8-30268
BD
Cancelled by SEC on 01/26/1999

Contact Information

Established

Oklahoma since 07/29/1983

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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