Robert D. Sturm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dean Sturm was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1989 - March 16, 1989
WILLIAM BARTON FINANCIAL, INC.
March 15, 1989 - July 29, 1989
FIRST CHOICE SECURITIES CORP.
October 31, 1988 - March 9, 1989
FINNET SECURITIES, INC.
October 21, 1987 - November 28, 1988
POWER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM BARTON FINANCIAL, INC.
CRD#: 13893 / SEC#: , 8-29784
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
