BA
Belinda G. Aucoin
SUNBELT SECURITIES
Dallas, TX 75230
Some features on this profile are disabled
CRD#: 1756536
BA
Professional summary
Belinda Gail Aucoin, AIF®, CFP®, who also goes by Belinda Bail Aucoin, Belinda Aucoin, Aucoin Blankenship, Belinda Aucoin Blankenship, Belinda Gail Blankenship, Belinda Blankenship, Gail Blankenship, is a registered financial advisor currently at SUNBELT SECURITIES, INC. located in Dallas, Texas.
Belinda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Belinda has worked at 9 firms and has passed the Series 63, Series 72, Series 79TO, Series 99TO, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Belinda Bail Aucoin | Belinda Aucoin | Aucoin Blankenship | Belinda Aucoin Blankenship | Belinda Gail Blankenship | Belinda Blankenship | Gail Blankenship
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRINITY STATEGY PARTNERS (DBA) 12740 Hillcrest Road, Ste 285 , DALLAS, TX 75230. DBA UNDER SUNBELT SECURITIES INC. INVESTMENT RELATED. REGISTERED REPRESENTATIVE. START: 06/2012. 40 HOURS A WEEK, DURING TRADING HOURS. 2) 98-B Sweet Grass LLC (OBA): Not investment related. 12213 Park Bend Dr, Dallas, TX 75230. Rental property. Property owner. Start: 07/2023. 2 hours per week, none during trading hours. 3) John & Bobby McKamy Foundation (OBA): Not investment related. 1213 Park Bend Dr, Dallas, TX 75230. 501(c)3 Charitable Foundation. President & Secretary. No relationship. Start: 11/21/2017. 1 hour per week, may or may not be during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Belinda Gail Aucoin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Belinda Gail Aucoin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
June 20, 2012 - Present
SUNBELT SECURITIES, INC.
Office #1: 12740 Hillcrest Road Ste 285, Dallas, TX 75230RIA
BD
CRD#: 42180
Dallas, TX
Current
June 9, 2011 - Present
SUNBELT SECURITIES, INC.
Office #1: 12740 Hillcrest Road Ste 285, Dallas, TX 75230RIA
BD
CRD#: 42180
Dallas, TX
Past
December 18, 2007 - June 26, 2012
MILKIE/FERGUSON INVESTMENTS, INC.
RIA
CRD#: 17606
DALLAS, TX
Past
November 30, 2007 - June 26, 2012
MILKIE/FERGUSON INVESTMENTS, INC.
BD
CRD#: 17606
DALLAS, TX
Past
May 1, 2002 - November 7, 2007
COMERICA SECURITIES
RIA
CRD#: 17079
DALLAS, TX
Past
January 1, 1995 - November 7, 2007
COMERICA SECURITIES
BD
CRD#: 17079
DALLAS, TX
Past
August 17, 1993 - January 1, 1995
COMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 31794
Past
August 11, 1993 - December 31, 1995
FIMCO SECURITIES GROUP, INC.
BD
CRD#: 30343
PORT WASHINGTON, WI
Past
June 30, 1992 - September 9, 1992
COMERICA SECURITIES
BD
CRD#: 17079
DETROIT, MI
Past
April 3, 1992 - June 30, 1992
COMERICA BROKERS, INC.
BD
CRD#: 17010
Past
October 26, 1990 - April 16, 1992
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
September 7, 1990 - October 26, 1990
MBANK CAPITAL MARKETS, INC.
BD
CRD#: 22904
Past
November 25, 1987 - January 1, 1988
CLAREMONT FINANCIAL SERVICES
BD
CRD#: 16260
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SUNBELT SECURITIES, INC.
SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES
CRD#: 42180 / SEC#: 801-71479, 8-49748
RIA
Registered Investment Advisory firm - SEC (6/24/2010 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2020)
RR
Alaska(11/5/2020)
RR
Arizona(6/11/2020)
RR
Arkansas(11/22/2024)
IAR
California(6/20/2012)
RR
California(6/21/2012)
RR
Colorado(6/28/2012)
RR
Florida(4/1/2014)
IAR
Florida(4/1/2014)
RR
Georgia(6/20/2012)
RR
Kansas(8/1/2022)
RR
Louisiana(7/2/2012)
RR
Massachusetts(6/13/2023)
IAR
Massachusetts(11/29/2023)
RR
Minnesota(10/14/2025)
RR
Missouri(6/2/2023)
RR
New York(11/14/2013)
IAR
New York(5/18/2022)
RR
Ohio(5/9/2023)
RR
Oklahoma(6/20/2012)
RR
Pennsylvania(5/10/2017)
RR
South Carolina(6/11/2020)
RR
Texas(9/15/2011)
IAR
Texas(6/25/2012)
RR
Washington(6/11/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SUNBELT SECURITIES, INC.
SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES
CRD#: 42180 / SEC#: 801-71479, 8-49748
RIA
Registered Investment Advisory firm - SEC (6/24/2010 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Mailing Address
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Phone number
(713) 965-9510
Established
Texas since 10/20/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (39 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUCKLEY, THOMAS FRANCIS | FINANCIAL OPERATIONS PRINCIPAL | 1563361 |
| MILLER, RAYMOND JOSEPH | OFFICE MANAGER/COMPLIANCE | 856248 |
| SMETEK, DAVID ANTHONY | PRESIDENT / SECRETARY | 1246996 |
| SMETEK, PATRICK JOSEPH | REGISTERED OPTIONS PRINICPAL | 1052695 |
| SMETEK, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 1052695 |
| YOUNG, DAGNY WRIGHT | MUNICIPAL SECURITIES PRINCIPAL | 2050615 |
Regulatory assets under management
| Total Number of Accounts | 5,355 |
| AUM (Assets Under Management) | $ 2,024,286,577 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUNBELT SECURITIES, INC.
CRD#: 42180Dallas, TX 75230TRUST BUT VERIFY
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