Jacqueline A. Britt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline A Britt, who also goes by Jacqueline Ann Britt, Jacqueline Ann Ryan, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1993. Jacqueline had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2018 - February 4, 2019
LPS CAPITAL LLC
October 5, 2010 - June 27, 2016
RAYMOND JAMES & ASSOCIATES, INC.
June 5, 2008 - May 6, 2010
LABRANCHE FINANCIAL SERVICES, LLC
July 21, 2004 - June 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 29, 2004 - June 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2003 - June 5, 2004
BANC OF AMERICA SECURITIES LLC
November 2, 1993 - February 12, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/21/2004
Limited Representative-Equity Trader ExamCurrent Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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