Zenas Crocker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zenas Crocker was a registered financial professional .
Zenas is a previously registered financial professional and started their career in finance in 1988. Zenas had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2013 - June 16, 2016
CLSA AMERICAS, LLC
April 14, 2009 - May 31, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
July 23, 2004 - May 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 1996 - May 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 1990 - July 16, 1996
NATWEST SECURITIES CORPORATION
January 4, 1988 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
