Fred A. Palmer

PALMER WEALTH MANAGEMENT LLC

Prairieville, LA 70769

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CRD#: 1755884

Professional summary

Fred Alton Palmer III, CFP®, who also goes by Fred Alton Palmer, is a registered financial advisor currently at PALMER WEALTH MANAGEMENT LLC located in Prairieville, Louisiana.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Fred has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 22, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Alton Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/2006: Fred Palmer Consulting, LLC - Non-Investment Related - Other-JD/CPA/Business Consulting - Time Spent 5% - Owner. 2. 01/2017: Fred Palmer, Sole Proprietor- Investment Related - Insurance Agent - At Reported Business Location(s) - Time Spent 5%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Alton Palmer III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 21, 2017 - Present

PALMER WEALTH MANAGEMENT LLC

Office #1: 17531 Old Jefferson Highway Suite B, Prairieville, LA 70769

RIA

CRD#: 286692

Prairieville, LA

Past

January 16, 2007 - December 31, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

PRAIRIEVILLE, LA

Past

December 4, 2006 - December 31, 2016

LPL FINANCIAL LLC

CRD#: 6413

PRAIRIEVILLE, LA

Past

May 4, 2004 - November 9, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BATON ROUGE, LA

Past

May 26, 1999 - November 9, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BATON ROUGE, LA

Past

June 9, 1997 - November 17, 1998

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

July 5, 1995 - March 6, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 22, 1994 - July 28, 1995

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

January 2, 1989 - August 4, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

December 8, 1987 - December 20, 1988

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/21/2017)

IAR

Texas
(3/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/8/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/20/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/17/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/25/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/15/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

PALMER WEALTH MANAGEMENT LLC

CRD#: 286692 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/21/2017 Approved)

Texas

Registered Investment Advisory firm - (3/13/2017 Approved)

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Contact information

Main Address

17531 Old Jefferson Highway Suite B, Prairieville, LA 70769

Mailing Address

Phone number

(225) 304-0025

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 33,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fred A. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Alton Palmer III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

AMERICAN GENERAL SECURITIES INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HIMCO DISTRIBUTION SERVICES COMPANY

NYLIFE SECURITIES LLC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2002

Series 63

Date: 1/17/1996

SIE

Date: 12/31/2016

Series 3

Date: 11/8/2002

Series 7

Date: 11/20/1995

Series 22

Date: 12/17/1987

Series 6

Date: 11/25/1987

Series 10

Date: 2/15/2001

Series 9

Date: 1/2/2001

Current Firm

PALMER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALMER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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