Bradley J. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Joseph Johnson was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1987. Bradley had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2003 - February 15, 2013
JDH CAPITAL MANAGEMENT LLC
January 27, 2000 - December 31, 2000
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
September 26, 1996 - March 31, 1999
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
May 15, 1996 - September 26, 1996
D.E. FREY & COMPANY, INC.
August 24, 1994 - January 15, 1996
D.E. FREY & COMPANY, INC.
June 21, 1993 - August 25, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 1990 - June 22, 1993
A. G. EDWARDS & SONS, INC.
October 23, 1987 - October 24, 1988
GKB, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JDH CAPITAL MANAGEMENT LLC
CRD#: 128562 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
