Richard P. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Peter Barnett, who also goes by Richard P Barnett, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1987. Richard had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2005 - November 28, 2006
LEVCO SECURITIES, INC.
August 9, 2002 - February 12, 2003
PARK SOUTH SECURITIES, LLC
July 31, 2001 - August 13, 2002
OPPENHEIMER & CO. INC.
October 15, 1997 - August 14, 2001
LADENBURG THALMANN & CO. INC.
December 19, 1996 - October 1, 1997
HAMPSHIRE SECURITIES CORPORATION
April 13, 1995 - December 6, 1996
BLUESTONE CAPITAL CORP.
October 10, 1994 - March 31, 1995
H.J. MEYERS & CO., INC.
August 5, 1993 - September 1, 1994
WESTFIELD FINANCIAL CORPORATION
March 15, 1993 - May 12, 1993
BEACON SECURITIES, INC.
July 9, 1992 - February 16, 1993
ADVANCED EQUITY GROUP, INC.
July 28, 1988 - July 13, 1992
BLUESTONE CAPITAL CORP.
October 20, 1987 - July 15, 1988
VANDERBILT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVCO SECURITIES, INC.
CRD#: 41585 / SEC#: , 8-49511
Contact information
Documents
Direct owners and executive officers
Red Flags
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