Paul A. Sciuto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Sciuto was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1999 - January 10, 2018
J.H. DARBIE & CO., INC.
June 27, 1997 - July 16, 1999
CROWN FINANCIAL GROUP, INC.
July 8, 1993 - July 2, 1997
LEGEND MERCHANT GROUP, INC.
February 5, 1992 - July 19, 1993
J. GREGORY & COMPANY, INC.
December 19, 1990 - February 7, 1992
AMERICAN BOND GROUP, INC.
January 30, 1990 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
May 9, 1989 - February 1, 1990
J. W. GANT & ASSOCIATES, INC.
April 4, 1989 - June 27, 1989
LEVCO SECURITIES CORP.
November 25, 1987 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
