MR
Michael T. Reep
TUCKER ASSET MANAGEMENT LLC
Asheville, NC 28801
Some features on this profile are disabled
CRD#: 1755437
MR
Professional summary
Michael Todd Reep is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Asheville, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Reep Wealth Planning, Inc.; 138 Charlotte St., Suite 101, Asheville, NC 28801; S Corp; Sole Owner; President; Insurance and Tax sales; Started 06/2013; Service/market/sell insurance products and services, provide tax services; spend 60 monthly; 45 during securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Todd Reep's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2022 - Present
TUCKER ASSET MANAGEMENT LLC
Office #1: 138 Charlotte St Ste 101, Asheville, NC 28801RIA
CRD#: 174844
Asheville, NC
Past
July 13, 2023 - August 9, 2023
REEP WEALTH MANAGEMENT, INC.
RIA
CRD#: 325443
ASHEVILLE, NC
Past
April 16, 2019 - February 4, 2022
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
ASHEVILLE, NC
Past
June 7, 2016 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
ASHEVILLE, NC
Past
July 24, 2008 - December 5, 2008
CAROLINA FINANCIAL SECURITIES, LLC
BD
CRD#: 41970
BREVARD, NC
Past
June 18, 2004 - April 25, 2006
CAROLINA FINANCIAL SECURITIES, LLC
BD
CRD#: 41970
BREVARD, NC
Past
October 1, 2003 - May 18, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
September 30, 2003 - May 18, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
ASHEVILLE, NC
Past
May 20, 2003 - October 6, 2003
NCF FINANCIAL SERVICES, INC.
RIA
CRD#: 120471
BLACK MOUNTAIN, NC
Past
May 20, 2003 - October 6, 2003
NCF FINANCIAL SERVICES, INC.
BD
CRD#: 120471
DURHAM, NC
Past
March 20, 2001 - May 20, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
ASHEVILLE, NC
Past
January 1, 1998 - May 20, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
November 9, 1993 - January 1, 1998
NATIONSSECURITIES
BD
CRD#: 32542
Past
June 7, 1991 - November 25, 1991
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
November 25, 1987 - June 19, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120
Mailing Address
Phone number
(303) 734-1234
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844Asheville, NC 28801TRUST BUT VERIFY
Monitor Michael Reep
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
