Kenneth R. Holley

HAVEN GLOBAL PARTNERS

Atlanta, GA 30303

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CRD#: 1755084

Professional summary

Kenneth Richard Holley is a registered financial advisor currently at HAVEN GLOBAL PARTNERS, LLC located in Atlanta, Georgia.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Richard Holley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2018 - Present

HAVEN GLOBAL PARTNERS, LLC

Office #1: 191 Peachtree Street Ne Suite 4100, Atlanta, GA 30303

RIA

CRD#: 289472

Atlanta, GA

Past

May 5, 2003 - December 21, 2017

HERNDON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113538

ATLANTA, GA

Past

September 3, 1993 - February 22, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 21, 1989 - February 1, 1991

WARD AND ASSOCIATES, INC.

CRD#: 21961

ATLANTA, GA

Past

November 25, 1987 - May 23, 1989

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAVEN GLOBAL PARTNERS, LLC

HAVEN CAPITAL PARTNERS | HAVEN GLOBAL PARTNERS, LLC

CRD#: 289472 / SEC#: 801-120377

RIA

Registered Investment Advisory firm - (3/4/2021 Approved)

Georgia

Registered Investment Advisory firm - (3/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/2/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/2/1993

General Securities Representative Examination

Current Firm

HAVEN GLOBAL PARTNERS, LLC

HAVEN CAPITAL PARTNERS | HAVEN GLOBAL PARTNERS, LLC

CRD#: 289472 / SEC#: 801-120377

RIA

Registered Investment Advisory firm - (3/4/2021 Approved)

Georgia

Registered Investment Advisory firm - (3/17/2021 Terminated)

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Contact information

Main Address

191 Peachtree Street Ne Suite 4100, Atlanta, GA 30303

Mailing Address

Phone number

(470) 355-2434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE DOCUMENT (9/15/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 1,190,270,413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth R. Holley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Richard Holley's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERNDON CAPITAL MANAGEMENT, LLC

MORGAN STANLEY & CO. LLC

WARD AND ASSOCIATES, INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

HAVEN GLOBAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/1996

Series 63

Date: 12/7/1993

Series 3

Date: 6/2/1998

Series 7

Date: 9/2/1993

Current Firm

HAVEN GLOBAL PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAVEN GLOBAL PARTNERS, LLC

TRUST BUT VERIFY

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