Mark S. Dudash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Steven Dudash, who also goes by Mark Dudash, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - September 9, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 21, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 21, 2008 - September 9, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 24, 2008 - May 21, 2008
CETERA INVESTMENT SERVICES LLC
April 21, 2008 - May 21, 2008
CETERA INVESTMENT SERVICES LLC
November 19, 2007 - February 14, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
November 19, 2007 - February 14, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
November 4, 2005 - July 27, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 25, 2001 - July 27, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 15, 1988 - January 27, 2000
TD AMERITRADE, INC.
January 7, 1988 - March 31, 1988
GREENTREE SECURITIES CORP.
November 25, 1987 - January 12, 1988
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/19/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
