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James A. Skalko

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CRD#: 1754901
JS

Professional summary

James Allen Skalko was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, James had worked at 3 firms, which includes FAIRCHILD FINANCIAL GROUP INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, J. W. GANT & ASSOCIATES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 15, 1993 - September 20, 1994

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
Past

July 20, 1992 - March 11, 1993

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
Past

January 25, 1988 - July 29, 1992

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/16/1991
General Securities Principal Examination

Current Firm

FF
FAIRCHILD FINANCIAL GROUP, INC.
FAIRCHILD FINANCIAL GROUP, INC. | VTR CAPITAL, INC. | VENTURE TRADING, INC.

CRD#: 21404 / SEC#: , 8-38963

BD
Terminated by SEC on 01/22/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 11/03/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

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