Patricia L. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Lynn Edwards, who also goes by Patricia Edwards Rodriguey, Patty Rodriguey, Patricia Spychalski, Patty Spychalski, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1987. Patricia had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2009 - September 30, 2013
TRUTINA FINANCIAL
January 21, 2004 - January 30, 2009
WHV INVESTMENTS, INC.
July 30, 1997 - November 26, 1997
NATIONAL SECURITIES CORPORATION
February 8, 1995 - June 9, 1997
CITIGROUP GLOBAL MARKETS INC.
October 26, 1994 - February 17, 1995
UBS FINANCIAL SERVICES INC.
February 1, 1988 - September 16, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 22, 1987 - February 4, 1988
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUTINA FINANCIAL
CRD#: 148866 / SEC#: 801-70313
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,119 |
| AUM (Assets Under Management) | $ 941,531,587 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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