Joseph C. Robillard

DEEPWATER ASSET MANAGEMENT

OXFORD, MD

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CRD#: 1754708

Professional summary

Joseph Conroy Robillard, who also goes by Joe Robillard, Joseph Robillard, is a registered financial advisor currently at DEEPWATER ASSET MANAGEMENT, LLC located in Oxford, Maryland.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Joseph has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Robillard | Joseph Robillard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RS11 Inc.; technology services; non-investment related; board member since 3/2019; 2 hr/mo; 10100 Torre Avenue, Suite 209 Cupertino, CA 95014

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Conroy Robillard's CRS (Customer Relationship Summary).

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEEPWATER ASSET MANAGEMENT, LLC

DEEPWATER ASSET MANAGEMENT, LLC | LOUP FUNDS, LLC | LOUP

CRD#: 316507 / SEC#: 801-126301

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

Current Firm

DEEPWATER ASSET MANAGEMENT, LLC

DEEPWATER ASSET MANAGEMENT, LLC | LOUP FUNDS, LLC | LOUP

CRD#: 316507 / SEC#: 801-126301

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

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Contact information

Main Address

21 N. Third St., #250, Minneapolis, MN 55401

Mailing Address

Phone number

(612) 424-1393

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

DEEPWATER ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 457,689,710

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	6/30/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Robillard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Conroy Robillard's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEEPWATER ASSET MANAGEMENT, LLC

HHR ASSET MANAGEMENT, LLC

HINTZ, HOLMAN & HECKSHER, INC.

HINTZ, HOLMAN & ROBILLARD, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DEEPWATER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/1987

Series 7

Date: 11/21/1987

Current Firm

DEEPWATER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

DEEPWATER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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