Marc N. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc N Levin was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1987. Marc had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2009 - September 30, 2024
SEAPORT GLOBAL SECURITIES LLC
March 5, 2009 - July 24, 2009
AGENCY TRADING GROUP, INC.
January 29, 2007 - July 30, 2009
PRINCETON ADVISORY GROUP, INC.
December 19, 1994 - August 18, 2005
UBS SECURITIES LLC
November 25, 1987 - January 13, 1995
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 12/13/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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