John A. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Allen Taylor SR, who also goes by John Allen Taylor, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2003 - January 5, 2017
TAYLOR STEPHENS, INC.
April 28, 2000 - June 15, 2007
S&P INVESTORS, INC.
December 10, 1999 - May 31, 2000
MJK CLEARING, INC.
August 27, 1998 - December 10, 1999
PRIVATE BROKERS CORPORATION
January 14, 1993 - September 25, 1998
FETTERMAN INVESTMENTS, INC.
November 22, 1989 - December 17, 1992
MADDEN SECURITIES CORPORATION
January 21, 1988 - August 11, 1988
TOMLIN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR STEPHENS, INC.
CRD#: 110055 / SEC#: 801-36895
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 39,211,906 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
