Ronald J. Geraci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Joseph Geraci SR, who also goes by Ronald Joseph Geraci, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1993 - September 19, 1995
ROYAL PALM INVESTMENTS, LTD.
January 25, 1993 - June 25, 1993
GLOBAL CAPITAL SECURITIES CORPORATION
May 4, 1992 - January 25, 1993
KOBER FINANCIAL CORP.
August 7, 1991 - April 27, 1992
JW GENESIS CLEARING CORP.
February 12, 1991 - August 6, 1991
BILTMORE SECURITIES, INC.
July 10, 1990 - February 25, 1991
MALONE & ASSOCIATES, INC.
March 5, 1990 - June 20, 1990
FINANCIAL EQUITIES RESOURCES, INC.
January 9, 1990 - March 5, 1990
BAILEY, MARTIN & APPEL, INC.
July 21, 1989 - December 21, 1989
VANDERBILT SECURITIES, INC.
November 25, 1987 - July 27, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYAL PALM INVESTMENTS, LTD.
CRD#: 28761 / SEC#: , 8-43951
Contact information
Documents
Red Flags
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