Gordon E. Dyal
Professional summary
Gordon Erik Dyal is a registered financial professional currently at GORDON DYAL & CO., LLC located in New York, New York.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 1987. Gordon has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Erik Dyal's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2016 - Present
GORDON DYAL & CO., LLC
Office #1: 152 West 57th Street 39th Floor, New York, NY, 10019Office #2: 152 West 57th Street 39th Floor, New York, NY, 10019March 11, 2016 - October 18, 2016
PICKWICK CAPITAL PARTNERS, LLC
December 21, 1998 - March 23, 2016
GOLDMAN SACHS & CO. LLC
May 10, 1990 - December 9, 1998
MORGAN STANLEY & CO. LLC
October 20, 1987 - May 3, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2016)
(11/5/2016)
(1/12/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GORDON DYAL & CO., LLC
CRD#: 284175 / SEC#: , 8-69791
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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