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Patrick Robert Bain

CRD# 1753655·Registered 1988 - 2015
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Robert Bain was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 1988 - 2015. Patrick had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CSSC BROKERAGE SERVICES, INC.·CRD# 141630
BD
Troy, MI
March 17, 2014 - September 25, 2015
MIDAMERICA FINANCIAL SERVICES, INC.·CRD# 47351
BD
Joplin, MO
June 27, 2013 - March 4, 2014
FSC SECURITIES CORPORATION·CRD# 7461
BD
Birmingham, MI
December 17, 2003 - May 24, 2013
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
July 1, 1999 - January 27, 2004
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
August 7, 1997 - July 2, 1999
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
May 31, 1995 - July 21, 1997
NATCITY INSURANCE SERVICES, INC.·CRD# 16989
BD
Cleveland, OH
July 23, 1992 - September 12, 1994
CAL FED INVESTMENTS·CRD# 19631
BD
Sacramento, CA
January 3, 1989 - October 3, 1991
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
March 22, 1988 - July 11, 1988

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Current Firm

CB
CSSC BROKERAGE SERVICES, INC.

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630 / SEC#: 8-67401
BD
Terminated by SEC on 08/12/2018

Contact Information

Established

Michigan since 02/28/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CSSC SERVICES AND SOLUTIONS, INC.OWNER—
RICH, GREGORY ROBERTCHIEF COMPLIANCE OFFICER1316406

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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