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PB

Patrick R. Bain

Some features on this profile are disabled
CRD#: 1753655
PB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Robert Bain was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1988. Patrick had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 17, 2014 - September 25, 2015

CSSC BROKERAGE SERVICES, INC.

BD
CRD#: 141630
TROY, MI
Past

June 27, 2013 - March 4, 2014

MIDAMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 47351
JOPLIN, MO
Past

December 17, 2003 - May 24, 2013

FSC SECURITIES CORPORATION

BD
CRD#: 7461
BIRMINGHAM, MI
Past

July 1, 1999 - January 27, 2004

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 7, 1997 - July 2, 1999

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

May 31, 1995 - July 21, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

July 23, 1992 - September 12, 1994

NATCITY INSURANCE SERVICES, INC.

BD
CRD#: 16989
CLEVELAND, OH
Past

January 3, 1989 - October 3, 1991

CAL FED INVESTMENTS

BD
CRD#: 19631
SACRAMENTO, CA
Past

March 22, 1988 - July 11, 1988

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/7/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/25/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/9/1998
General Securities Principal Examination

Current Firm

CB
CSSC BROKERAGE SERVICES, INC.
CSSC BROKERAGE SERVICES, INC.

CRD#: 141630 / SEC#: , 8-67401

BD
Terminated by SEC on 08/12/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Michigan since 02/28/2001
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CSSC SERVICES AND SOLUTIONS, INC.OWNER
RICH, GREGORY ROBERTCHIEF COMPLIANCE OFFICER1316406

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630

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