Raul G. Campos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raul Godina Campos was a registered financial advisor .
Raul is a previously registered financial advisor and started their career in finance in 1987. Raul had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2002 - January 25, 2005
WMW MANAGEMENT, INC.
February 21, 2002 - January 25, 2005
WATKINS FINANCIAL SERVICES, INC.
December 15, 1995 - February 19, 2002
LPL FINANCIAL LLC
October 2, 1990 - December 5, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 23, 1987 - September 17, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WMW MANAGEMENT, INC.
CRD#: 116452 / SEC#: 801-64139
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 25,833,244 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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