Macdonald Sutherland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Macdonald Sutherland, who also goes by Mac Sutherland, was a registered financial professional .
Macdonald is a previously registered financial professional and started their career in finance in 1987. Macdonald had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2025 - October 16, 2025
ACADEMY SECURITIES, INC.
June 5, 2015 - August 16, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 3, 2011 - June 5, 2015
STERNE, AGEE & LEACH, INC.
February 25, 2011 - September 22, 2011
CITADEL SECURITIES LLC
February 23, 2009 - February 16, 2011
CHAPDELAINE TULLETT PREBON, LLC
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
October 6, 1998 - September 22, 2008
LEHMAN BROTHERS INC.
November 28, 1997 - February 17, 1998
CITIGROUP GLOBAL MARKETS INC.
November 25, 1987 - February 17, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (41 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
