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AP

Angela Parrish

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CRD#: 1753472
AP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angela Parrish, who also goes by Angela Henderson, Angie Henderson, Angela Parish, Angie Parrish, was a registered financial professional .

Angela is a previously registered financial professional and started their career in finance in 1988. Angela had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Angela Henderson | Angie Henderson | Angela Parish | Angie Parrish

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 30, 2011 - August 19, 2016

CAPTRUST ADVISORS, LLC

RIA
CRD#: 142941
TAMPA, FL
Past

January 1, 1997 - December 31, 1998

GODWINS SECURITIES, INC.

BD
CRD#: 31019
SEATTLE, WA
Past

April 1, 1996 - November 3, 2008

AON SECURITIES LLC

BD
CRD#: 4138
TAMPA, FL
Past

May 24, 1994 - April 1, 1996

FORTH FINANCIAL SECURITIES, CORPORATION

BD
CRD#: 14363
RICHMOND, VA
Past

January 21, 1993 - April 6, 2011

AON INVESTMENT CONSULTING INC.

RIA
CRD#: 107752
TAMPA, FL
Past

July 13, 1992 - May 2, 1994

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

April 2, 1990 - December 16, 1991

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

January 1, 1988 - April 5, 1990

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/1990
General Securities Principal Examination

Current Firm


CA
CAPTRUST ADVISORS, LLC
CAP TRUST ADVISORS, LLC | CAPTRUST FINANCIAL ADVISORS | CAPTRUST ADVISORS, LLC

CRD#: 142941 / SEC#: 801-67587

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Contact information


Main Address
400 N. Tampa Street Suite 1800, Tampa, FL 33602
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPTRUST ADVISORS, LLC

CRD#: 142941

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