Norman Goldstein
Professional summary
Norman Goldstein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Norman is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Norman had worked at 4 firms, which includes GEI FINANCIAL SERVICES INC., GEI BROKERAGE INC., SUNAMERICA SECURITIES INC., SOUTHMARK FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 1997 - February 14, 2011
GEI FINANCIAL SERVICES, INC.
June 5, 1996 - November 8, 2011
GEI BROKERAGE, INC.
June 18, 1989 - January 2, 1997
SUNAMERICA SECURITIES, INC.
April 19, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GEI FINANCIAL SERVICES, INC.
CRD#: 107051 / SEC#: 801-33188
Contact information
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