John A. Carrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John A Carrigan, who also goes by John Augustus Carrigan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2018 - October 12, 2018
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
May 14, 2018 - November 20, 2018
LPL FINANCIAL LLC
July 5, 2017 - February 23, 2018
EDWARD JONES
June 14, 2017 - February 23, 2018
EDWARD JONES
Primary Firm SEC Registration
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
CRD#: 169274 / SEC#: 801-78772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
CRD#: 169274 / SEC#: 801-78772
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,303 |
| AUM (Assets Under Management) | $ 465,471,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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