Joseph P. Walsh
Professional summary
Joseph Patrick Walsh, who also goes by Joe Walsh, Joseph Walsh, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Tilghman, Maryland and EMPOWER FINANCIAL SERVICES, INC. located in Franklinville, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
December 15, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
July 21, 2021 - July 28, 2021
ALLIANT WEALTH ADVISORS
September 3, 2016 - October 30, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
August 6, 2014 - July 26, 2016
PNC CAPITAL ADVISORS LLC
October 22, 2012 - July 31, 2014
PNC CAPITAL ADVISORS LLC
October 18, 2012 - July 29, 2016
FORESIDE DISTRIBUTION SOLUTIONS, LLC
August 1, 2012 - September 21, 2012
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
December 16, 2010 - February 29, 2012
J.W. KORTH & COMPANY
February 25, 2010 - June 25, 2010
TRUIST INVESTMENT SERVICES, INC.
May 17, 2002 - February 12, 2010
TRUIST INVESTMENT SERVICES, INC.
September 18, 1996 - July 23, 2001
TRUIST INVESTMENT SERVICES, INC.
March 18, 1996 - September 4, 1996
AMSOUTH INVESTMENT SERVICES, INC.
April 18, 1994 - March 8, 1996
ALLFIRST BROKERAGE CORPORATION
February 16, 1993 - March 22, 1994
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2022)
(1/10/2022)
(1/7/2022)
Exams
Series 7TO
Date: 12/15/2021
General Securities Representative ExaminationSeries 15
Date: 9/29/1987
Foreign Currency Options ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
