Donn J. Sinclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donn J. Sinclair, who also goes by Donn J Sinclair, Donn J. Arthur Sinclair, was a registered financial professional .
Donn is a previously registered financial professional and started their career in finance in 1987. Donn had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2024 - May 9, 2025
THE MARSHALL FINANCIAL GROUP LLC
January 3, 2020 - December 31, 2024
PROSPERITY WEALTH MANAGEMENT, INC.
February 22, 2018 - December 31, 2019
PROSPERITY WEALTH MANAGEMENT, INC.
August 5, 2016 - June 30, 2025
FORTUNE FINANCIAL SERVICES, INC.
July 30, 2015 - July 29, 2016
INNOVATION PARTNERS LLC
March 25, 2009 - July 27, 2015
MADISON AVENUE SECURITIES, LLC
July 3, 2007 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
July 2, 2007 - July 27, 2015
MADISON AVENUE SECURITIES, LLC
August 23, 2004 - July 2, 2007
CIC ADVISERS, LLC
January 2, 2004 - July 2, 2007
CAPITAL INVESTMENT GROUP, INC.
October 19, 1998 - December 31, 2003
W.C. SMITH & COMPANY, INC.
June 1, 1996 - October 21, 1998
WALNUT STREET SECURITIES, INC.
August 19, 1992 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
January 20, 1992 - August 10, 1992
FORTH FINANCIAL SECURITIES, CORPORATION
July 9, 1991 - December 20, 1991
NORTH AMERICAN MANAGEMENT, INC.
December 14, 1987 - December 31, 1990
SIGNATOR INVESTORS, INC.
December 14, 1987 - November 12, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 593,043,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 07/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
