Kevin C. Morrow

SONOMA ALLOCATIONS

SANTA ROSA, CA 95404

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CRD#: 1752418

Professional summary

Kevin Charles Morrow is a registered financial advisor currently at SONOMA ALLOCATIONS located in Santa Rosa, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Kevin has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENEWAL COMMISSIONS, INVESTMENT RELATED, WINDSOR, CA, INSURANCE AGENT, GROUP HEALTH AND INDIVIDUAL HEALTH INS, START: 1987, 0 HOURS PER MONTH, NO DUTIES. RENTAL PROPERTY, INVESTMENT RELATED, KELSEYVILLE, CA, OWNER, START: 12/2009, 0 HOURS PER MONTH, DUTIES: NONE. TARA BELLA WINERY LLC, INVESTMENT RELATED, SANTA ROSA, CA, 44% OWNER, MANAGING MEMBER, START: 9/2010, 10-15 HOURS PER MONTH, DUTIES: WINE MAKER OF SMALL VINE YARD. - ONE RENTAL PROPERTIES; INVESTMENT RELATED; WINDSOR, CA; 100% OWNERSHIP WITH SPOUSE; START: 2/1/2012, 0 HOURS DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Charles Morrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2025 - Present

SONOMA ALLOCATIONS

Office #1: 50 Old Courthouse Square Suite 300, Santa Rosa, CA 95404

RIA

CRD#: 335435

SANTA ROSA, CA

Past

May 17, 2021 - June 7, 2025

FERMATA ADVISORS

RIA

CRD#: 305614

Santa Rosa, CA

Past

September 10, 2007 - May 20, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA ROSA, CA

Past

September 10, 2007 - May 20, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANTA ROSA, CA

Past

January 28, 2000 - September 20, 2007

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

SANTA ROSA, CA

Past

August 30, 1999 - February 11, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

June 22, 1998 - August 18, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

February 1, 1988 - July 6, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SONOMA ALLOCATIONS

SONOMA ALLOCATIONS | SONOMA FAMILY WEALTH | SONOMA ALLOCATIONS, LLC | SONOMA ALLOCATIONS LLC

CRD#: 335435 / SEC#: 801-132529

RIA

Registered Investment Advisory firm - (4/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/3/2025)

IAR

Texas
(8/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/9/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/29/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SONOMA ALLOCATIONS

SONOMA ALLOCATIONS | SONOMA FAMILY WEALTH | SONOMA ALLOCATIONS, LLC | SONOMA ALLOCATIONS LLC

CRD#: 335435 / SEC#: 801-132529

RIA

Registered Investment Advisory firm - (4/24/2025 Approved)

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Contact information

Main Address

50 Old Courthouse Square Suite 300, Santa Rosa, CA 95404

Mailing Address

Phone number

(707) 490-8842

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - SONOMA ALLOCATIONS LLC (8/21/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 308,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Kevin C. Morrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Charles Morrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

FERMATA ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANCWEST INVESTMENT SERVICES, INC.

SIGNATOR INVESTORS, INC.

IFMG SECURITIES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SONOMA ALLOCATIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2008

Series 63

Date: 6/17/1994

Series 7TO

Date: 3/9/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1994

Series 6

Date: 1/29/1988

Current Firm

SONOMA ALLOCATIONS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SONOMA ALLOCATIONS

TRUST BUT VERIFY

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