Joseph Quinones, Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Quinones, Jr., who also goes by Joseph Quinones Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1994. Joseph had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 53, Series 14, Series 24, Series 8 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2004 - January 9, 2014
RUANE, CUNNIFF & GOLDFARB LLC
February 10, 1995 - January 29, 2004
RUANE, CUNNIFF & CO., INC.
November 8, 1994 - January 17, 1995
BOSTON PARTNERS SECURITIES, L.L.C.
June 24, 1994 - October 31, 1994
THE DRESNER COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/23/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 8/7/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RUANE, CUNNIFF & GOLDFARB LLC
CRD#: 130062 / SEC#: , 8-14702
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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