Ronald W. Winzelberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Wayne Winzelberg, who also goes by Ron Nmn Winzelberg, Ron Winzelberg, Ronald W Winzelberg, Ron Winzelburg, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 15 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2012 - July 6, 2012
GOLD COAST SECURITIES, INC.
March 30, 2012 - July 6, 2012
GOLD COAST SECURITIES, INC.
June 15, 2009 - April 6, 2010
WORLD GROUP SECURITIES, INC.
July 11, 2007 - July 20, 2007
COUNTRYWIDE INVESTMENT SERVICES, INC.
May 18, 2006 - July 20, 2007
COUNTRYWIDE INVESTMENT SERVICES, INC.
September 2, 2004 - May 22, 2006
LIBERTY LIFE SECURITIES LLC
September 25, 2000 - June 30, 2003
MORGAN STANLEY DW INC.
September 7, 2000 - June 30, 2003
MORGAN STANLEY DW INC.
November 29, 1999 - September 1, 2000
SECURITIES AMERICA, INC.
May 27, 1999 - November 30, 1999
CITICORP INVESTMENT SERVICES
December 3, 1998 - June 4, 1999
ATLAS SECURITIES, LLC
July 13, 1998 - November 25, 1998
MOMENTUM INDEPENDENT NETWORK INC.
September 27, 1996 - June 25, 1998
CITICORP INVESTMENT SERVICES
February 8, 1995 - October 27, 1995
WELLS FARGO SECURITIES INC.
November 19, 1993 - January 14, 1994
WELLS FARGO SECURITIES INC.
August 24, 1992 - November 19, 1993
MARKETING ONE SECURITIES, INC.
April 3, 1992 - August 26, 1992
FIDELITY BROKERAGE SERVICES LLC
January 28, 1991 - March 23, 1992
NYLIFE SECURITIES LLC
March 22, 1990 - December 6, 1990
INTERFIRST CAPITAL CORPORATION
November 25, 1987 - January 18, 1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
