Steven A. Bassetto

OPTIVISE ADVISORY SERVICES LLC

Appleton, WI 54913

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CRD#: 1752333

Professional summary

Steven Anthony Bassetto, who also goes by Steven A. Bassetto, is a registered financial advisor currently at OPTIVISE ADVISORY SERVICES LLC located in Appleton, Wisconsin.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Steven has worked at 13 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven A. Bassetto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/2007 - Present: SB Financial Group Life Insurance & Annuities, President/Insurance Agent 100 hrs/month, 20 hrs during trading, sell insurance related products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Anthony Bassetto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2021 - Present

OPTIVISE ADVISORY SERVICES LLC

Office #1: 5733 W. Grande Market Suite B, Appleton, WI 54913

RIA

CRD#: 301764

Appleton, WI

Past

October 1, 2015 - March 23, 2020

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

RIA

CRD#: 144008

APPLETON, WI

Past

January 9, 2012 - July 29, 2016

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

APPLETON, WI

Past

January 13, 2011 - December 8, 2011

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

NEOSHO, MO

Past

August 24, 2010 - December 8, 2011

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

APPLETON, WI

Past

March 1, 2007 - August 24, 2010

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

NEENAH, WI

Past

March 1, 2007 - August 24, 2010

HARBOUR INVESTMENTS, INC.

CRD#: 19258

NEENAH, WI

Past

January 12, 2005 - March 19, 2007

IFMG SECURITIES, INC.

CRD#: 14416

KAUKAUNA, WI

Past

December 15, 1997 - December 16, 2004

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

GREEN BAY, WI

Past

January 14, 1994 - December 15, 1997

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

November 9, 1992 - January 21, 1994

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

June 5, 1992 - November 3, 1992

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

February 25, 1991 - February 6, 1992

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

January 27, 1989 - March 13, 1991

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 27, 1989 - March 13, 1991

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIVISE ADVISORY SERVICES LLC

CRD#: 301764 / SEC#: 801-115232

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/23/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OPTIVISE ADVISORY SERVICES LLC

CRD#: 301764 / SEC#: 801-115232

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

109 Holiday Ct Suite A6, Franklin, TN 37067

Mailing Address

Phone number

(855) 378-1806

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	1,761
AUM (Assets Under Management)	$ 267,384,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven A. Bassetto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Anthony Bassetto's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

REDHAWK WEALTH ADVISORS, INC.

MONTICELLO INVESTMENT SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

IFMG SECURITIES, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

ESSEX NATIONAL SECURITIES, LLC

INVEST FINANCIAL CORPORATION

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OPTIVISE ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2006

Series 63

Date: 10/20/1987

Series 7

Date: 5/23/2000

Series 6

Date: 1/26/1989

Current Firm

OPTIVISE ADVISORY SERVICES LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIVISE ADVISORY SERVICES LLC

TRUST BUT VERIFY

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