Stephen G. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Gerard Hunter was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1991. Stephen had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - October 19, 2018
INVESTMENT ADVISORS CORP
January 2, 2013 - October 19, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
March 8, 2007 - January 4, 2013
EDWARD JONES
May 11, 2000 - January 4, 2013
EDWARD JONES
January 11, 2000 - May 11, 2000
BROKER DEALER FINANCIAL SERVICES CORP.
November 9, 1995 - January 16, 1997
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
August 18, 1995 - January 16, 1997
FBL MARKETING SERVICES, LLC
September 29, 1993 - January 27, 1995
KFS BD, INC.
February 5, 1993 - October 14, 1993
RODMAN & RENSHAW INC.
May 29, 1991 - January 11, 1993
DICKINSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
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