Ellen J. Webber

ELLEN J WEBBER, CFP

Seattle, WA

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CRD#: 1752138

Professional summary

Ellen Jean Webber, CFP®, who also goes by Elene Macgregor, is a registered financial advisor currently at ELLEN J WEBBER, CFP located in Seattle, Washington.

Ellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ellen has worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elene Macgregor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Jean Webber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 6390

RENTON, WA

Past

March 16, 1998 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/21/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/9/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/13/1998

General Securities Representative Examination

Current Firm

ELLEN J WEBBER, CFP

ELLEN J WEBBER, CFP | WEBBER ELLEN JEAN | FIRST PACIFIC FINANCIAL

CRD#: 148382 / SEC#:

Washington

Registered Investment Advisory firm - (11/3/2008 Approved)

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Contact information

Main Address

Seattle, WA

Mailing Address

Phone number

(206) 696-1222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 49,259,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ellen J. Webber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Jean Webber's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLEN J WEBBER, CFP

FIRST PACIFIC FINANCIAL, INC.

HARVEST CAPITAL ADVISORS INC.

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/1998

Series 65

Date: 8/9/1995

Series 7

Date: 3/13/1998

Current Firm

ELLEN J WEBBER, CFP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELLEN J WEBBER, CFP

TRUST BUT VERIFY

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