Glenn S. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Scott Martin JR, CFP®, who also goes by Glenn Scott Martin, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1988. Glenn had worked at 5 firms and has passed the Series 63, Series 65, Series 6, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
December 15, 2010 - August 1, 2017
RONALD BLUE & CO., LLC
May 31, 2006 - June 28, 2010
ALPS DISTRIBUTORS, INC.
April 22, 2003 - November 29, 2005
CAPSTONE INVESTMENT GROUP INC
April 3, 1991 - April 28, 1997
CHARLES SCHWAB & CO., INC.
October 25, 1989 - March 25, 1991
WADDELL & REED
June 3, 1988 - September 28, 1989
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/28/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RONALD BLUE & CO., LLC
CRD#: 104605 / SEC#: 801-18423
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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