Robert A. Agazzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Agazzi was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 2 firms and has passed the Series 63, Series 1, F04, Series 40 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2006 - July 19, 2013
STOFAN, AGAZZI & COMPANY, INC.
April 28, 1978 - January 21, 2006
STOFAN, AGAZZI & COMPANY, INC.
October 20, 1969 - March 9, 1979
ILLINOIS SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/15/1969
Registered Representative ExaminationF04
Date: 3/28/1978
Financial Principal ExaminationSeries 40
Date: 3/22/1978
Registered Principal ExaminationCurrent Firm
STOFAN, AGAZZI & COMPANY, INC.
CRD#: 7596 / SEC#: , 8-22567
Contact information
Documents
Direct owners and executive officers
Red Flags
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