Richard S. Lawrence
Professional summary
Richard Stuart Lawrence, CFA, who also goes by Richard Lawrence, is a registered financial advisor currently at LAWRENCE WEALTH MANAGEMENT located in Englewood, Colorado.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Stuart Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2024 - Present
LAWRENCE WEALTH MANAGEMENT
June 6, 2008 - December 31, 2023
LAWRENCE WEALTH MANAGEMENT
May 12, 2004 - June 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2004 - June 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 2004 - April 29, 2004
MORGAN STANLEY DW INC.
July 2, 1997 - March 29, 2004
PARKER/HUNTER INCORPORATED
February 13, 1995 - October 31, 1995
FIRST UNION CAPITAL MARKETS CORP.
December 19, 1989 - October 10, 1994
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/4/2024)
(2/9/2024)
Exams
Current Firm
LAWRENCE WEALTH MANAGEMENT
CRD#: 147228 / SEC#: 801-108160
Contact information
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 75,977,554 |
Red Flags
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