JR
James C. Row
ENTORO ADVISORS
HOUSTON, TX 77024
Some features on this profile are disabled
CRD#: 1751837
JR
Professional summary
James Cavedo Row, who also goes by James C Row, is a registered financial advisor currently at ENTORO ADVISORS located in Houston, Texas and ENTORO SECURITIES, LLC located in Houston, Texas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James C Row
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/2009 TO PRESENT; PRODUCERS ENERGY, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; CEO; DORMANT OIL & GAS OPERATING COMPANY; SPEND ZERO HOURS. (2) DYNAFORCE ENERGY; HOUSTON, TX; NOT INVESTMENT RELATED; PARTNER; DORMANT ACQUISITION VEHICLE FOR SOLAR ASSETS; SPEND ZERO HOURS. (3) 12/2016 TO PRESENT; ENTORO, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; SOLE PROPRIETOR; HOLDING COMPANY OF VARIOUS EQUITY POSITIONS; SPEND 10% OF TIME. (4) 01/2017 TO PRESENT; ENTORO CAPITAL, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; MANAGING PARTNER; HOLDING COMPANY FOR MULTIPLE ENTORO ENTITIES; SPEND 2 HRS/WK. (5) 01/2017 TO PRESENT; ENTORO INTERNATIONAL, LLC (FORMERLY OFSCAP, LLC); HOUSTON, TX; NOT INVESTMENT RELATED; MANAGING DIRECTOR; CONSULTING AND ADVISORY FOR NON-US ENERGY PROJECTS; SPEND ZERO HOURS. (6) 05/2017 TO PRESENT; OFFERBOARD, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; MANAGING MEMBER; WEB TECHNOLOGY PLATFORM; SPEND 5 HRS/WK. (7) 05/2021 TO PRESENT; 1TRANSFER, LLC; NOT INVESTMENT RELATED; OFFICER; SPEND 4 HOURS PER WEEK. (8) 07/2021 TO PRESENT; ENTORO COMMODITIES, LLC; HOUSTON, TX; YES INVESTMENT RELATED; MEMBER, PRINCIPAL; SPEND 1-2 HRS/WK. (9) 10/2021 TO PRESENT; MORTEX, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; PARTNER; SPEND 1-2 HRS/WK. (10) 10/2021 TO PRESENT; PINEROCK CAPITAL LLC; DEADWOOD, SD; NOT INVESTMENT RELATED; PARTNER; GENERAL BUSINESS CONSULTING; SPEND 1-2 HRS/WK. (11) 07/2022 TO PRESENT; ENTORO INSURANCE, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER; INSURANCE PRODUCTS; SPEND 1 HR/WK. (12) 10/2022 TO PRESENT; CAPTURIANT; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER; A MARKET FOR CARBON CREDITS; SPEND 1 HR/WK. (13) 10/2022 TO PRES; ENTORO SERVICES, LLC; HOUSTON, TX; NOT INVEST RELATED; OFFICER; SERVICES MANAGEMENT; SPENDS 1 HR/MO. (14) 07/2024 TO PRES; 1GRID POWER LLC; HOUSTON, TX; NOT INVEST RELATED; OWNER; ELECTRIC BATTERY SERVICES; SPENDS 3 HRS/MO.
CRS (Client Relationship Summary) - RIA
Click below to view James Cavedo Row's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2023 - Present
ENTORO ADVISORS
Office #1: 7941 Katy Fwy #516, Houston, TX 77024RIA
CRD#: 323700
HOUSTON, TX
Current
July 31, 2015 - Present
ENTORO SECURITIES, LLC
Office #1: 7941 Katy Freeway Suite 516, Houston, TX 77024Office #2: 7941 Katy Freeway Suite 516, Houston, TX 77024BD
CRD#: 35192
HOUSTON, TX
Past
February 7, 2020 - December 18, 2023
ENTORO INVESTMENTS, LLC
RIA
CRD#: 306790
HOUSTON, TX
Past
March 11, 2009 - September 10, 2015
SP SECURITIES LLC
BD
CRD#: 130560
HOUSTON, TX
Past
March 15, 2007 - July 16, 2008
AMERIFUND CAPITAL SECURITIES, LLC
BD
CRD#: 142216
HOUSTON, TX
Past
July 14, 2005 - April 19, 2006
STARLIGHT FUNDING INVESTMENTS, LLC
BD
CRD#: 103957
HOUSTON, TX
Past
May 24, 1996 - September 25, 2000
ECT SECURITIES LIMITED PARTNERSHIP
BD
CRD#: 37446
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/15/2016)
RR
Alaska(8/15/2016)
RR
Arizona(4/26/2018)
RR
Arkansas(8/15/2016)
RR
California(8/15/2016)
RR
Colorado(8/15/2016)
RR
Connecticut(8/15/2016)
RR
Delaware(4/30/2018)
RR
District of Columbia(5/4/2018)
RR
Florida(4/27/2018)
RR
Georgia(6/8/2018)
RR
Hawaii(6/18/2018)
RR
Idaho(4/25/2018)
RR
Illinois(8/15/2016)
RR
Indiana(6/4/2018)
RR
Iowa(4/19/2018)
RR
Kansas(5/29/2018)
RR
Kentucky(4/24/2018)
RR
Louisiana(8/15/2016)
RR
Maine(5/4/2018)
RR
Maryland(4/27/2018)
RR
Massachusetts(8/15/2016)
RR
Michigan(8/15/2016)
RR
Minnesota(5/11/2018)
RR
Mississippi(8/15/2016)
RR
Missouri(6/5/2018)
RR
Montana(8/15/2016)
RR
Nebraska(8/15/2016)
RR
Nevada(4/19/2018)
RR
New Hampshire(5/29/2018)
RR
New Jersey(5/9/2018)
RR
New Mexico(8/15/2016)
RR
New York(8/15/2016)
RR
North Carolina(4/20/2018)
RR
North Dakota(5/10/2018)
RR
Ohio(4/24/2018)
RR
Oklahoma(8/15/2016)
RR
Oregon(6/14/2018)
RR
Pennsylvania(8/15/2016)
RR
Puerto Rico(3/10/2021)
RR
Rhode Island(4/19/2018)
RR
South Carolina(5/18/2018)
RR
South Dakota(4/19/2018)
RR
Tennessee(4/26/2018)
RR
Texas(7/31/2015)
IAR
Texas(6/7/2023)
RR
Utah(8/15/2016)
RR
Vermont(4/27/2018)
RR
Virgin Islands(2/24/2023)
RR
Virginia(4/26/2018)
RR
Washington(5/8/2018)
RR
West Virginia(8/15/2016)
RR
Wisconsin(5/16/2018)
RR
Wyoming(6/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 11/12/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ENTORO ADVISORS
ENTORO ADVISORS | ENTORO ADVISORS, LLC
CRD#: 323700 / SEC#:
California
Registered Investment Advisory firm - (1/4/2025 Terminated)Florida
Registered Investment Advisory firm - (12/5/2024 Terminated)Texas
Registered Investment Advisory firm - (4/12/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7941 Katy Fwy #516, Houston, TX 77024
Mailing Address
Phone number
(713) 823-2900
Established
Firm type
Fiscal year end
# of Employees
3
0
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
