Ronald W. Lankford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Wayne Lankford, who also goes by Ron Lankford, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 14 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 27, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2019 - March 11, 2021
COMERICA SECURITIES
August 5, 2019 - April 1, 2020
TZ CLEAR LLC
April 27, 2016 - June 16, 2017
RIDEAU LYONS & CO.
February 14, 2012 - May 31, 2016
SPARTAN SECURITIES GROUP, LTD.
February 23, 2010 - September 8, 2011
CERTUSSECURITIES, INC.
September 14, 2007 - September 27, 2007
NEXITY FINANCIAL SERVICES, INC.
September 14, 2007 - March 15, 2010
FIRST LEGACY SECURITIES, LLC
September 6, 2006 - July 9, 2007
OSAIC INSTITUTIONS, INC.
April 12, 2006 - February 22, 2008
JONES, BYRD, & ATTKISSON, INC.
August 25, 2003 - October 18, 2004
TRADESTATION SECURITIES, INC.
December 9, 1994 - May 18, 1995
CARTER, TERRY & COMPANY, INC.
April 5, 1993 - April 20, 1994
FIRST UNION CAPITAL MARKETS CORP.
March 31, 1992 - January 14, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 22, 1987 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
COMERICA SECURITIES
CRD#: 17079 / SEC#: 801-64897, 8-35001
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMERICA INVESTMENT SERVICES, INC. | SHAREHOLDER | |
| AMOS, NICHOLAS CHARLES | DIRECTOR | 2013807 |
| CARR, JAMES | DIRECTOR | 4353199 |
| MAIER, JOHN BONIFACE | DIRECTOR | 1812378 |
| MURDOCK, WILLIAM B | CEO/PRESIDENT/CHAIRMAN | 5777100 |
| SCHELL, RICHARD EDWARD | DIRECTOR/ SENIOR VICE PRESIDENT/ CCO | 1543415 |
| THAIRANI, POOJA | DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 7869698 |
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 2,385,128,214 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2023 | ||
| 12/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
