Jeffrey T. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Todd Hall, who also goes by Jeff Hall, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1987. Jeffrey had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2005 - May 9, 2007
SOUTHEAST INVESTMENTS, N.C. INC
May 30, 2003 - May 9, 2007
SOUTHEAST INVESTMENTS, N.C., INC.
September 21, 2000 - April 23, 2003
MSI FINANCIAL SERVICES, INC.
May 3, 2000 - April 23, 2003
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 2000 - April 23, 2003
MSI FINANCIAL SERVICES, INC.
December 1, 1997 - April 28, 2000
CAPITAL BROKERAGE CORPORATION
May 30, 1990 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
April 4, 1990 - June 8, 1990
ARAGON FINANCIAL SERVICES, INC.
September 28, 1988 - March 6, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 28, 1988 - March 6, 1990
MONY SECURITIES CORPORATION
November 16, 1987 - May 18, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
