Thomas A. Hays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andreas Hays was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2010. Thomas had worked at 4 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2018 - August 12, 2020
OLD CITY SECURITIES LLC
December 5, 2016 - March 6, 2017
MANAGED ACCOUNT SERVICES, LLC
March 10, 2014 - December 31, 2015
SOURCE CAPITAL GROUP, INC.
September 13, 2010 - June 29, 2012
MID-MARKET SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 12/4/2022
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 12/4/2022
Limited Representative-Private Securities OfferingsCurrent Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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