Hans W. Bald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans Walter Bald, who also goes by Hans W Bald, was a registered financial professional .
Hans is a previously registered financial professional and started their career in finance in 1988. Hans had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - April 2, 2015
SHARENETT SECURITIES LLC
July 14, 2003 - September 3, 2010
CREDIT SUISSE SECURITIES (USA) LLC
November 28, 1997 - April 1, 1998
SALOMON BROTHERS INC.
August 19, 1994 - April 1, 1998
CITIGROUP GLOBAL MARKETS INC.
March 29, 1988 - March 24, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHARENETT SECURITIES LLC
CRD#: 151011 / SEC#: , 8-68326
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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