Peter J. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Julian Barrett was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1988. Peter had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2011 - March 15, 2016
TELSEY ADVISORY GROUP LLC
October 12, 2010 - January 31, 2011
ISLAND TRADING
December 17, 2008 - October 27, 2010
WALL STREET ACCESS
June 27, 2007 - October 23, 2008
TRADITION SECURITIES AND DERIVATIVES LLC
June 14, 2004 - May 30, 2007
GFI SECURITIES LLC
December 13, 2000 - April 3, 2003
UBS SECURITIES LLC
August 28, 1992 - March 28, 2002
UBS FINANCIAL SERVICES INC.
April 8, 1992 - May 26, 1992
CREDIT AGRICOLE SECURITIES (USA) INC.
October 20, 1988 - October 16, 1991
DEUTSCHE IXE, LLC
March 22, 1988 - September 28, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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